Procedures & surgery

Zephyr Valves & Bronchoscopic Lung Volume Reduction

Endobronchial valves for severe emphysema: selection, the procedure, complications, trial evidence and physiotherapy before and after.

For clinicians
Pleurodesis & Indwelling Pleural Catheters Surgery & Procedures · 17 of 31 Cardiac Surgery: Bypass Grafting & Valve Surgery
Authorship & review
Dr Sean Ledger, BSc Physiotherapy (Hons) MSc PhD FHEA
Director and Principal Physiotherapist
Ahpra registration PHY0002298174
Version
1.2
Last updated
1 October 2026
Next review
1 October 2027
Every guide on this site is reviewed at least once a year, and sooner when the evidence changes.
How these guides are written and reviewed →
In brief

Endobronchial valves for severe, hyperinflated emphysema: selection criteria (target-lobe destruction, intact fissures or absent collateral ventilation, hyperinflation), the procedure, pneumothorax risk after insertion, trial outcomes, and physiotherapy before and after. Client information follows in the boxed sections.

For clients: in plain language

In severe emphysema the worst-damaged part of the lung fills with trapped air and presses on the healthier lung underneath. Zephyr valves are tiny one-way valves placed through a camera down the airway — no cuts, no chest opening. They let air out of the target lobe but not back in, so that lobe slowly deflates and the better lung, the diaphragm and the ribcage get room to work again. Chosen well, people breathe more easily, walk further and feel better; chosen badly, the valves do nothing and carry real risk. The selection is everything.

This guide explains what bronchoscopic lung volume reduction (BLVR) with endobronchial valves is, who it suits, what the procedure and recovery involve, and where physiotherapy fits before and after. A clinician evidence summary follows the patient section — jump to it.

Why trapped air is the problem

Emphysema destroys the elastic walls between air sacs. The lung loses its spring, so air goes in but struggles to come out. Over time the worst-affected lobes become permanently over-inflated — hyperinflation — which:

Bronchodilators, pulmonary rehabilitation and breathing retraining all help you live better with hyperinflation. Volume reduction is different: it physically removes the over-inflated lobe from the equation.

What Zephyr valves are, and what they do

A one-way endobronchial valve — a transparent silicone duckbill valve on a self-expanding nitinol strut frame
A one-way endobronchial valve. A clear silicone duckbill valve sits inside a self-expanding nitinol strut frame that seals gently against the airway wall. Shown greatly enlarged — the real implant is roughly the size of a grain of rice.

A Zephyr valve is a small silicone-and-nitinol one-way valve, about the size of a grain of rice, placed inside an airway. Several (typically three to five) are placed in the airways feeding one target lobe. The valve closes on the way in and opens on the way out, so:

1
Air leaves, but cannot returnOver days to weeks, the target lobe deflates — sometimes collapsing completely (atelectasis of the target lobe is the goal, not a complication).
2
The healthier lung expands into the spaceBetter-functioning tissue is decompressed and takes over more of the work of gas exchange.
3
The diaphragm regains its domeWith less trapped air, the diaphragm returns towards a normal resting position and generates pressure more efficiently — this is where much of the symptom benefit comes from.
4
Nothing is cut, and it is reversibleValves are placed through a flexible bronchoscope, usually under general anaesthetic, and can be removed bronchoscopically if they cause problems.

Who is suitable

Valves work only in a narrow group, and the assessment is deliberately thorough. A specialist respiratory team decides — usually at a multidisciplinary meeting — using breathing tests, a high-resolution CT and often a measurement taken during bronchoscopy.1,2

Usually considered when
The picture that fits
  • Severe emphysema with marked hyperinflation on lung-function testing (a high residual volume is the key number, not just a low FEV1)
  • Breathlessness that still limits daily life despite optimised inhalers, oxygen where indicated, and a completed course of pulmonary rehabilitation
  • Emphysema that is uneven — one lobe clearly worse than the rest, so there is a sensible target
  • Little or no collateral ventilation — the target lobe must not be fed with air leaking around from its neighbour (assessed by fissure integrity on CT and/or a Chartis measurement at bronchoscopy)
  • Stopped smoking, and able to cooperate with the procedure and recovery
Usually ruled out when
What stops the plan
  • Collateral ventilation is present — the lobe will not deflate, so valves cannot work
  • Frequent infective exacerbations, active infection, or significant bronchiectasis with heavy sputum in the target area
  • Very poor gas transfer, severe pulmonary hypertension or significant heart disease that makes anaesthetic and recovery unsafe
  • Large bullae, previous major lung surgery or pleurodesis in the target region
  • Still smoking, or unable to attend follow-up

An important note about expectations. Valves do not cure emphysema and do not stop it progressing. They change the mechanics of breathing. Some people improve markedly, some modestly, and some not at all — which is why the team spends so long on selection before offering the procedure.

What happens — the procedure and the hospital stay

1
Work-upLung function including lung volumes, gas transfer, a high-resolution CT with fissure analysis, exercise testing (often a 6-minute walk test), heart assessment, and confirmation you have finished pulmonary rehabilitation.
2
Bronchoscopy and valve placementUnder general anaesthetic, usually 30–60 minutes. Collateral ventilation may be measured first; if the lobe is found to be fed collaterally, no valves are placed — a disappointing but correct decision.
3
At least three nights in hospitalNot because you feel unwell, but because the highest-risk window for pneumothorax is the first few days. You are watched, walked, and imaged if anything changes.
4
Recovery and reviewChest imaging before discharge, clear instructions about warning signs, then review at around 6 weeks and 3–6 months with repeat breathing tests and walking distance.
The one point to remember after valves. A pneumothorax (air leaking into the space around the lung) is the main early risk, and it usually declares itself in the first three days — occasionally later. Sudden or rapidly worsening breathlessness, sharp one-sided chest pain, or a new dry cough that will not settle needs urgent assessment — go to an emergency department or call 000 and say you have had endobronchial valves placed. Most are managed easily when caught early; ignored, they are dangerous.

What the results look like

In the pivotal trial of Zephyr valves in carefully selected patients, average results at 12 months compared with continued medical care were:1

+18%improvement in FEV1 (about 1 in 2 patients gained ≥15%, versus about 1 in 6 on medical care alone)
+39 mfurther on a 6-minute walk test
−7 ptson the St George's Respiratory Questionnaire — a clinically meaningful gain in quality of life

Averages hide individuals. Ask your specialist what the realistic range is for your CT and lung volumes.

Where physiotherapy fits

Before the procedure

After the procedure

  • Rehabilitation before and after is what turns a successful procedure into a better life.
  • Know the pneumothorax warning signs, and carry a note that you have valves in place.
  • Never restart positive-pressure therapy or vigorous clearance after valves without asking the team.

Other volume-reduction options

OptionHow it worksWhere it sits
Endobronchial valves (Zephyr; Spiration/IBV)One-way valves deflate a target lobe; removableThe best-evidenced bronchoscopic option in emphysema without collateral ventilation1,3,4
Lung volume reduction surgerySurgical removal of the worst-affected lung tissueEffective in selected upper-lobe-predominant disease with low exercise capacity; higher early risk, considered by thoracic surgery5
Endobronchial coilsNitinol coils retract lung tissue mechanically; work despite collateral ventilationModest benefit, limited availability6
Thermal vapour ablation / sealantsDeliberate scarring shrinks the target segmentSegmental targeting; specialist centres, more limited evidence7
Lung transplantationReplacement of diseased lungFor younger patients with very advanced disease; separate pathway, strict criteria
For clients: how to explore it in Australia

How to explore it in Australia

BLVR is done at selected centres by interventional respiratory physicians, and access starts with a referral from your respiratory specialist — your GP or physiotherapist cannot refer directly for valves. If you think you may fit the picture above, the practical steps are:

  1. Ask your GP for a respiratory physician review if you do not already have one, and mention that you want your suitability for volume reduction assessed.
  2. Take your most recent lung-function results and any CT reports to that appointment.
  3. Complete pulmonary rehabilitation if you have not — it is both a prerequisite and a fair test of what you can gain without a procedure.
  4. Ask the specialist directly: is my emphysema uneven enough, is my residual volume high enough, and do I have collateral ventilation? Those three answers decide almost everything.
  5. Clarify costs and pathway — public hospital versus private — before proceeding, as funding arrangements vary by state and by insurer.
For health professionals

Evidence summary — endobronchial valves in severe emphysema

Mechanism and rationale. BLVR targets static hyperinflation rather than airflow obstruction per se. Target-lobe atelectasis reduces residual volume, improves diaphragm configuration and length–tension relationship, and decompresses adjacent, better-perfused parenchyma. The magnitude of symptomatic benefit tracks the degree of target-lobe volume reduction more closely than the change in FEV1.

Trial evidence Selection — the decisive step Safety and the early window

Pneumothorax is the dominant early adverse event, most often within 72 hours and mechanistically linked to rapid target-lobe deflation with expansion of adjacent lung. Hence the standard minimum three-night inpatient observation and the emphasis on patient education at discharge. Other events include COPD exacerbation, pneumonia distal to the valve, granulation tissue, valve migration or expectoration, and haemoptysis. Valve removal is feasible bronchoscopically and is part of the management algorithm for persistent air leak, infection or non-response.1,4

Implications for physiotherapy Evidence gaps

References & evidence base

  1. Criner GJ, Sue R, Wright S, et al; LIBERATE Study Group. A multicenter randomized controlled trial of Zephyr endobronchial valve treatment in heterogeneous emphysema (LIBERATE). Am J Respir Crit Care Med 2018;198(9):1151–1164.
  2. Global Initiative for Chronic Obstructive Lung Disease. Global strategy for the diagnosis, management and prevention of COPD: 2026 report. GOLD; 2026. Available at: goldcopd.org
  3. Klooster K, ten Hacken NHT, Hartman JE, Kerstjens HAM, van Rikxoort EM, Slebos DJ. Endobronchial valves for emphysema without interlobar collateral ventilation. N Engl J Med 2015;373(24):2325–2335.
  4. Kemp SV, Slebos DJ, Kirk A, et al; TRANSFORM Study Team. A multicenter randomized controlled trial of Zephyr endobronchial valve treatment in heterogeneous emphysema (TRANSFORM). Am J Respir Crit Care Med 2017;196(12):1535–1543.
  5. Fishman A, Martinez F, Naunheim K, et al; National Emphysema Treatment Trial Research Group. A randomized trial comparing lung-volume-reduction surgery with medical therapy for severe emphysema. N Engl J Med 2003;348(21):2059–2073.
  6. Sciurba FC, Criner GJ, Strange C, et al; RENEW Study Research Group. Effect of endobronchial coils vs usual care on exercise tolerance in patients with severe emphysema: the RENEW randomized clinical trial. JAMA 2016;315(20):2178–2189.
  7. Herth FJF, Valipour A, Shah PL, et al. Segmental volume reduction using thermal vapour ablation in patients with severe emphysema: 6-month results of the multicentre, parallel-group, open-label, randomised STEP-UP trial. Lancet Respir Med 2016;4(3):185–193.
  8. Criner GJ, Delage A, Voelker K, et al; EMPROVE Trial Investigator Group. Improving lung function in severe heterogenous emphysema with the Spiration Valve System (EMPROVE). Am J Respir Crit Care Med 2019;200(11):1354–1362.
  9. Herth FJF, Slebos DJ, Criner GJ, Valipour A, Sciurba F, Shah PL. Endoscopic lung volume reduction: an expert panel recommendation — update 2019. Respiration 2019;97(6):548–557.

References are numbered in citation order (Vancouver/BMJ style) and were current at the time of writing. Eligibility criteria and funding pathways change — the treating respiratory centre's current protocol governs.

How we treat this at the clinic

Physiotherapy around major chest, cardiac and upper abdominal procedures — from open surgery to bronchoscopic, catheter-based and bedside treatments — aims to reduce chest complications and shorten the return to normal function.

Pre-Surgical Rehabilitation →Post-Surgical Rehabilitation →
Important: General clinical information for health professionals; it does not replace clinical judgement or local protocols. If you’re a client and your breathing changes suddenly, seek urgent medical care.

Corrections: If something on this page is wrong, out of date or unclear, we want to know. Email reception@inspireclinic.au with the page name and what you believe is incorrect. Substantive corrections are made promptly, and the guide’s version and last-updated date are changed to reflect it.